Important Packerland Brokerage Services Disclosure

Business Continuity Plan Disclosure

Packerland Brokerage Services, Inc. has developed a Business Continuity Plan (BCP) on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan. Our firm does not have custody of any customer funds or securities; therefore, this plan includes instructions for accessing client funds or securities where investments are held. (Rev. 01/2015)

View our Business Continuity Plan Disclosure 

Last Updated: 2015-01-23

Customer Information Brochure

The Customer Information Brochure (CIB) contains requirements set forth by FINRA regulations, such as Packerland’s Pre-Dispute Arbitration Clause, USA Patriot Act disclosures, customer complaints process, investor education and protection information, definitions of terms, privacy policy, and business continuity plan disclosure. 

The Client initials on the Customer Account Form and Packerland suitability forms to acknowledge receipt of the CIB. (Rev. 07/2018)

View our Customer Information Brochure 

Last Updated: 2018-07-18

Packerland Form ADV Part 2A Firm Brochure

Under the Securities and Exchange Commission (SEC) and similar state rules, investment adviser firms are required to provide clients and prospective clients with a brochure disclosing information about the firm.

View our Packerland Form ADV Part 2A Firm Brochure 

Last Updated: 2018-03-13

Packerland Form ADV Part 2A Wrap Fee Program Brochure

Under the Securities and Exchange Commission (SEC) and similar state rules, investment adviser firms are required to provide clients and prospective clients with a brochure disclosing information about any wrap fee programs it sponsors.

View our Packerland Form ADV Part 2A Wrap Fee Program Brochure  

Last Updated: 2018-03-13

Guide to Understanding Business Development Companies

Required to be given to all clients when applying for BDCs.  Brochure explains the basics of investing in a BDC. (Rev. 05/2017)

View our Guide to Understanding Business Development Companies 

Last Updated: 2017-06-21

Guide to Understanding Direct Investments

Required to be given to all clients when applying for REITs.  Brochure explains the basics of investing in a REIT. (Rev. 05/2017)

View our Guide to Understanding Direct Investments 

Last Updated: 2017-06-21

Marketing Support Disclosure

The Marketing Support Disclosure is a general description of revenue sharing payments that we receive in connection with sales of certain mutual funds, annuities and other products. Packerland Brokerage Services, Inc. is providing this information to you for use in evaluating investment options available through Packerland’s Representatives. (Rev. 11/2012)

View our Marketing Support Disclosure 

Last Updated: 2012-11-02

Privacy Policy

At Packerland Brokerage Services, Inc., we are committed to protecting your privacy and the confidentiality of your personal and financial information. The measures we take to keep your personal information private and secure are outlined in the following document. (Rep. 07/2012)

View our Privacy Policy 

Last Updated: 2012-07-25