Important Packerland Brokerage Services Disclosure
FORM CRS
Client Relationship Summary – Form CRS
Form CRS is designed to help retail investors better understand the nature of the relationship with and what services they can expect from a financial firm and its individual financial professionals, primarily in terms of a fee-based account with an investment adviser, a transaction-based account with a broker-dealer, and the significance, roles, and duties of an investment advisory representative versus those of a registered representative.
Form CRS is intended to inform retail investors about the types of client/customer relationships and services the firm offers; fees, costs, conflicts of interest, and required standard of conduct associated with those relationships and services; whether the firm and its financial professionals currently have reportable legal or disciplinary history; and how to obtain additional information about the firm.
Last Updated: 2024-03-25
BUSINESS CONTINUITY PLAN DISCLOSURE
Packerland Brokerage Services, Inc. has developed a Business Continuity Plan (BCP) on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan. Our firm does not have custody of any customer funds or securities; therefore, this plan includes instructions for accessing client funds or securities where investments are held. (Rev. 12/2022)
View our Business Continuity Plan Disclosure
Last Updated: 2022-12-29
CUSTOMER INFORMATION BROCHURE
The Customer Information Brochure (CIB) contains requirements set forth by FINRA regulations, such as Packerland’s Pre-Dispute Arbitration Clause, USA Patriot Act disclosures, customer complaints process, investor education and protection information, definitions of terms, privacy policy, and business continuity plan disclosure.
The Client initials on the Customer Account Form and Packerland suitability forms to acknowledge receipt of the CIB. (Rev. 02/2022)
View our Customer Information Brochure
Last Updated: 2022-02-14
PACKERLAND FORM ADV PART 2A FIRM BROCHURE
Under the Securities and Exchange Commission (SEC) and similar state rules, investment adviser firms are required to provide clients and prospective clients with a brochure disclosing information about the firm. (Rev. 03/2024)
View our Packerland Form ADV Part 2A Firm Brochure
Last Updated: 2024-03-25
PACKERLAND FORM ADV PART 2A WRAP FEE PROGRAM BROCHURE
Under the Securities and Exchange Commission (SEC) and similar state rules, investment adviser firms are required to provide clients and prospective clients with a brochure disclosing information about any wrap fee programs it sponsors. (Rev. 03/2024)
View our Packerland Form ADV Part 2A Wrap Fee Program Brochure
Last Updated: 2024-03-25
GUIDE TO UNDERSTANDING BUSINESS DEVELOPMENT COMPANIES
Required to be given to all clients when applying for BDCs. Brochure explains the basics of investing in a BDC. (Rev. 05/2017)
View our Guide to Understanding Business Development Companies
Last Updated: 2017-06-21
GUIDE TO UNDERSTANDING DIRECT INVESTMENTS
Required to be given to all clients when applying for REITs. Brochure explains the basics of investing in a REIT. (Rev. 05/2017)
View our Guide to Understanding Direct Investments
Last Updated: 2017-06-21
MARKETING SUPPORT DISCLOSURE
The Marketing Support Disclosure is a general description of revenue sharing payments that we receive in connection with sales of certain mutual funds, annuities and other products. Packerland Brokerage Services, Inc. is providing this information to you for use in evaluating investment options available through Packerland’s Representatives. (Rev. 11/2012)
View our Marketing Support Disclosure
Last Updated: 2012-11-02
Order Routing Disclosure
All Packerland Brokerage Services, Inc. orders for listed, NASDAQ, and OTC securities are directed to its clearing firm, Hilltop Securities Inc. (HTS), for order execution. (Rep. 11/2022)
View our Order Routing Disclosure
Last Updated: 2022-11-09
PRIVACY POLICY
At Packerland Brokerage Services, Inc., we are committed to protecting your privacy and the confidentiality of your personal and financial information. The measures we take to keep your personal information private and secure are outlined in the following document. (Rep. 07/2012)